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Income Tax

Practical Guidance Financial Services provides users with updated, step-by-step guidance and practical aids that are needed to effectively deal with the complex legal landscape of the compliance aspects pertaining to the financial services sector. Users are supported in all aspects dealing with financial compliance, with access to pertinent and up-to-date legislation and various precedents. With all the need to know information and resources, this practice area serves to guide users through both the theoretical and practical legal aspects of corporate lending in South Africa.

Topics Covered

  • Financial  service providers
  • Financial  Intelligence Centre Act
  • Treating  customers fairly
  • Insurance
  • Funds
  • Securities  services
  • Capital  markets
  • Derivatives
  • Retirement  funds
  • Banks

Access to

  • 13  Topics
  • More  than 85 Guidance Notes
  • 96  Forms, Precedents and Checklists
  • Up-to-date  Legislation & Case Law
  • Other  Useful Resources such as flowcharts, external websites and additional readings

Practical Aids

  • Training  attendance register
  • Appointment  of compliance officer
  • Letter  of authorisation
  • Binder  agreement
  • Pro  forma deed for CIS in securities
  • Draft  pension fund rules
  • Example  of written complaint letter in terms of section 30A of the Pension Funds Act
  • FAIS  complaints registration form
  • National  Consumer Commission complaints form
  • Form  CoR 15.2 – Notice of Amendment of Memorandum of Incorporation

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Telephone number: +27 (0) 860 765 432
Email: sales@lexisnexis.co.za

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